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Kent Frederick Krause

L & L Financial Services, LLP

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About Kent Frederick Krause

Kent Frederick Krause is an investment advisor representative registered with L&L Financial Services, LLP in Alabama and Louisiana. Kent has been in the industry since 1997 and previously worked at SAGEPOINT FINANCIAL, INC., SUNAMERICA SECURITIES, INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Kent specializes in Portfolio Management for Individuals and Selection of Other Advisers.

Firm Information

Kent Krause is currently registered with L & L Financial Services, LLP. L&L Financial Services, LLP is an investment advisor with 6 investment adviser representatives, 2 licensed agents, and approximately $9,500,000 in regulatory assets under management. The firm provides portfolio management services for individuals and selects other advisers for clients. L&L Financial Services, LLP manages assets for 28 individuals other than high-net-worth individuals and 1 high-net-worth individual, totaling 31 accounts.

$9.50M

Assets Under Management

25

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kent Krause’s Registration & Firm History

AL

07/25/2014 - Present

L&L Financial Services, LLP (MOBILE AL)

AL

10/31/2005 - 07/16/2014

SAGEPOINT FINANCIAL, INC. (MOBILE AL)

AZ

04/27/1998 - 10/31/2005

SUNAMERICA SECURITIES, INC. (PHOENIX AZ)

MN

05/09/1997 - 04/27/1998

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

05/09/1997 - 04/27/1998

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

IA

Issued 07/31/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/19/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/01/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Kent Frederick Krause.
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