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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Floyd Thompson is a financial advisor in San Diego, CA with over 30 years of experience in the financial services industry. Kent is registered with Ameriprise Financial Services, LLC, and has been with the firm since 2020. Kent's previous affiliations include IDS Life Insurance Company and Waddell & Reed, Inc. Kent has a strong track record of providing clients with personalized financial advice and planning services. He is a Certified Financial Planner™ professional and specializes in a range of financial planning needs, including retirement planning, college savings, and estate planning. Kent holds a Series 6, 7 and 63 license, as well as the SIE designation, demonstrating their commitment to keeping their knowledge up-to-date and ensuring they are providing their clients with the best possible advice. Kent is also an active member of the San Diego Rescue Mission Investment Committee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/08/2006 - Present
Ameriprise Financial Services, LLC (SAN DIEGO CA)
MN
04/30/1993 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
KS
01/31/1992 - 04/28/1993
WADDELL & REED, INC. (OVERLAND PARK KS)
BC
Issued 12/26/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/30/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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