Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Evan Penney is a financial advisor with Fidelity Personal And Workplace Advisors. Kent has been working in the financial industry since October 4, 1997. Kent is registered with the Securities and Exchange Commission (SEC) and has been a registered representative since January 15, 1997. Kent is currently registered in 53 states and 2 districts, and specializes in providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NH
10/17/2023 - Present
Fidelity Personal AND Workplace Advisors (MERRIMACK NH)
NY
12/22/2014 - 06/17/2022
INVESTEC SECURITIES (US) LLC (NEW YORK NY)
NY
05/04/2010 - 01/09/2015
VONTOBEL SECURITIES LTD. (NEW YORK NY)
NY
07/28/2004 - 03/22/2010
SAL. OPPENHEIM JR. & CIE. SECURITIES INC. (NEW YORK NY)
NY
06/25/2002 - 07/19/2004
COMMERZBANK CAPITAL MARKETS CORP. (NEW YORK NY)
NY
01/08/2002 - 06/06/2002
FORTIS SECURITIES INC. (NEW YORK NY)
NY
09/14/2000 - 11/21/2001
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/27/1997 - 08/29/2000
ARNHOLD AND S. BLEICHROEDER, INC. (NEW YORK NY)
NY
01/16/1997 - 10/10/1997
ALEXANDER, WESCOTT, & CO., INC. (UTICA NY)
BOTH
Issued 10/13/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/15/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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