Unclaimed
Kent Edmund Sipe is a financial advisor who has been in the industry since June 2011. Kent is currently registered with Allstate Financial Advisors, LLC. Kent has previous experience working with Pruco Securities, LLC., Signator Investors, Inc. and MML Investors Services, LLC. Kent is licensed in several states including Indiana, Florida, Hawaii, Illinois, Michigan, and Ohio. Kent has passed multiple securities exams including Series 6, 7, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Third party advisory fees
1
2
IN
01/08/2019 - Present
Allstate Financial Advisors, LLC (Indianapolis IN)
IN
07/16/2015 - 01/15/2019
PRUCO SECURITIES, LLC. (INDIANAPOLIS IN)
IN
08/17/2012 - 07/09/2015
SIGNATOR INVESTORS, INC. (INDIANAPOLIS IN)
IN
04/27/2011 - 06/26/2012
MML INVESTORS SERVICES, LLC (INDIANAPOLIS IN)
IA
Issued 09/03/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2013
Series 7 - General Securities Representative Examination
BC
Issued 04/26/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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