Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Dwayne Seacat is a financial advisor with LPL Financial LLC. Kent has been in the financial services industry since 1986. Kent is registered with the following states: Arizona, Colorado, Indiana and Wyoming. Kent is also a Certified Financial Planner. Prior to joining LPL, Kent was a financial advisor with BMO Harris Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
03/27/2024 - Present
LPL Financial LLC (Phoenix AZ)
IN
12/02/2014 - 03/24/2021
BMO HARRIS FINANCIAL ADVISORS, INC. (INDIANAPOLIS IN)
CO
05/16/2013 - 12/01/2014
BBVA SECURITIES INC. (LAFAYETTE CO)
CO
07/13/2011 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (LONE TREE CO)
AZ
07/06/2005 - 02/26/2010
CHASE INVESTMENT SERVICES CORP. (PHOENIX AZ)
IL
01/03/1994 - 07/06/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
03/16/1992 - 02/01/1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
CA
11/06/1990 - 03/02/1992
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
AZ
06/18/1989 - 11/05/1990
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
10/22/1985 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
05/23/1985 - 11/01/1985
MONY SECURITIES CORP.
IA
Issued 10/06/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/01/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kent Seacat is the right advisor for you? Invested Better is here to help.
