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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Douglas Mitchell is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Kent has been in the industry since 1990 and is registered with FINRA and 20 states. Kent holds several licenses and certifications, including the Series 3, 7, 10, 63 and SIE exams, as well as the CFP® designation. Kent is currently based in Amarillo, TX and is a member of the firm's Amarillo branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
05/07/2012 - Present
Wells Fargo Advisors Financial Network, LLC (AMARILLO TX)
MO
07/01/2010 - 01/03/2012
BENJAMIN F. EDWARDS & COMPANY, INC. (ST. LOUIS MO)
TX
01/01/2008 - 09/22/2009
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
03/20/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HOUSTON TX)
BC
Issued 04/07/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/23/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2000
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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