Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Sherfey is a financial advisor at LPL Financial LLC. Kent has been in the financial services industry since 2002. Kent is registered with the Securities and Exchange Commission (SEC) and holds the following licenses: Series 4, Series 7, Series 9, Series 10, Series 24, and Series 66. Kent has worked at several firms throughout their career, including Waddell & Reed, Ameriprise Financial Services, Inc., and IFP Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
06/16/2022 - Present
LPL Financial LLC (GLADSTONE MO)
FL
03/07/2022 - 05/27/2022
IFP SECURITIES, LLC (TAMPA FL)
MO
09/22/2021 - 04/05/2022
LPL FINANCIAL LLC (GLADSTONE MO)
KS
09/13/2011 - 08/23/2021
WADDELL & REED (OVERLAND PARK KS)
MO
10/05/2009 - 08/29/2011
AMERIPRISE FINANCIAL SERVICES, INC. (KANSAS CITY MO)
MO
01/30/2002 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (KANSAS CITY MO)
BOTH
Issued 04/29/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/22/2009
Series 4 - Registered Options Principal Examination
BC
Issued 12/05/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/09/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/07/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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