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Kent Davis Peterson

Cetera Advisor Networks LLC

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About Kent Davis Peterson

Kent Davis Peterson is a financial advisor with Cetera Advisor Networks LLC. Kent has been in the financial industry since May 10, 1986. Kent is licensed in several states including Arizona, Arkansas, California, Colorado, Florida, Nevada, Texas, Utah, and Washington. Kent holds several licenses and certifications including Series 63, Series 65, Series 66, Series 7, Series 24, and SIE. Kent previously worked for Beneficial Investment Services, Inc., Zions Investment Securities, Inc., Shearson Lehman Hutton Inc., and E. F. Hutton & Company Inc.

Firm Information

Kent Peterson is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kent Peterson’s Registration & Firm History

UT

03/23/1999 - Present

Cetera Advisor Networks LLC (ST GEORGE UT)

UT

04/24/2006 - 03/31/2008

BENEFICIAL INVESTMENT SERVICES, INC. (SALT LAKE CITY UT)

UT

08/08/1989 - 07/16/1997

ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)

NY

05/14/1988 - 08/16/1989

SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)

NA

09/04/1984 - 05/14/1988

E. F. HUTTON & COMPANY INC

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Licenses & Designations

BOTH

Issued 10/26/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/13/1999

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/23/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Kent Davis Peterson. Review regulatory record here.
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