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Kent Charles Saemann

Northwestern Mutual Investment Services, LLC

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About Kent Charles Saemann

Kent Saemann is a registered representative with Northwestern Mutual Investment Services, LLC, with an active Series 6 and Series 63 license, and a SIE exam passed in 2018. Kent has been in the financial services industry since 1982 and has previous experience with Robert W. Baird & Co. Incorporated. Kent is registered in 9 states, including Alabama, Arizona, California, Illinois, Indiana, Michigan, Minnesota, Nebraska and Wisconsin. Kent is located in Sheboygan, WI and works out of the Sheboygan branch of Northwestern Mutual Investment Services, LLC.

Firm Information

Kent Saemann is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kent Saemann’s Registration & Firm History

WI

02/18/1982 - Present

Northwestern Mutual Investment Services, LLC (SHEBOYGAN WI)

WI

04/18/1997 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

WI

06/02/1988 - 08/29/1989

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BC

Issued 06/30/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kent Charles Saemann. Review regulatory record here.
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