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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Chapman Guernsey is an active investment advisor with a broad background in the financial services industry, spanning over 35 years. Kent is currently registered with Morgan Stanley and has previously held positions with firms including CITIGROUP GLOBAL MARKETS INC., LEGG MASON WOOD WALKER, INCORPORATED, FIRST EAGLE, INC., HAMPTON SECURITIES, INC., and BLINDER, ROBINSON & CO., INC.. Kent holds several industry licenses including Series 63, 65, 7, 9, 10, 24, and 31. Kent specializes in offering investment advice to various client types including individuals, high net worth individuals, corporations, insurance companies, investment companies, charitable organizations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
DE
10/05/2020 - Present
Morgan Stanley (Rehoboth Beach DE)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ANNAPOLIS MD)
MD
01/02/1990 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NA
07/06/1988 - 12/31/1989
FIRST EAGLE, INC.
NA
11/09/1987 - 07/05/1988
HAMPTON SECURITIES, INC.
NA
06/21/1985 - 11/17/1987
BLINDER, ROBINSON & CO., INC.
IA
Issued 10/04/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/31/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/29/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/22/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/11/1989
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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