Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent B Smothers is an Investment Advisor Representative (IAR) with Empower Advisory Group, LLC, where Kent has been registered since January 2021. Kent is a seasoned financial professional with over 20 years of experience in the industry. Kent has held previous roles at various firms, including Principal Securities, Inc., Ameritas Investment Corp., and MONY Securities Corporation. Kent has a strong track record of providing comprehensive financial planning and investment management services to individuals, families, and institutions. Kent holds the Series 63, Series 66, Series 7, and Series 26 licenses. Kent is also registered as an IAR in Washington, Oregon, Idaho, Alaska, Montana, Utah, and California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
01/08/2021 - Present
Empower Advisory Group, LLC (Battleground WA)
OR
02/13/2007 - 01/14/2019
PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)
OR
06/29/2005 - 02/22/2007
AMERITAS INVESTMENT CORP. (BEAVERTON OR)
NY
10/08/2003 - 02/02/2005
MONY SECURITIES CORPORATION (NEW YORK NY)
CA
09/19/2001 - 10/17/2002
BRECEK & YOUNG ADVISORS, INC. (FOLSOM CA)
MN
03/17/2000 - 10/23/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/17/2000 - 10/23/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/30/2016
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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