Unclaimed
Kent Austin Cooper is a financial advisor with Centaurus Financial, Inc. Kent Austin Cooper has been in the industry since April 11, 1996. Kent Austin Cooper is registered with the state of California and holds Series 6, 63, 62, 22, 24, 26, and SIE licenses. Kent Austin Cooper is also an Enrolled Agent, and has other business activities including property management and tax preparation services. Kent Austin Cooper has experience working with individuals, high net worth individuals, and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
01/03/2011 - Present
Centaurus Financial, Inc. (REDLANDS CA)
CA
05/20/1996 - 05/13/1998
CENTAURUS FINANCIAL, INC. (ANAHEIM CA)
NJ
02/14/1996 - 04/24/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 10/25/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/08/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2008
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 05/25/2004
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/20/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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