Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Arthur Ray is a financial advisor with over 38 years of experience in the industry. Kent is a registered representative with Stifel, Nicolaus & Company, Inc. and has been with the firm since February 2017. Prior to joining Stifel, Nicolaus & Company, Inc., Kent was with WELLS FARGO ADVISORS LLC and WELLS FARGO CLEARING SERVICES, LLC. Kent has held numerous licenses throughout his career, including Series 63, 66, 7, 22, 39, and SIE. Kent specializes in portfolio management for individuals, businesses, and pooled investment vehicles. Kent is registered in 32 states and holds both Broker-Dealer and Investment Advisor licenses. Kent is dedicated to providing clients with personalized financial advice to meet their unique goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
02/24/2017 - Present
Stifel, Nicolaus & Company, Inc. (PORTAGE MI)
MI
01/01/2008 - 02/27/2017
WELLS FARGO CLEARING SERVICES, LLC (PORTAGE MI)
MI
04/29/1988 - 01/03/2008
A. G. EDWARDS & SONS, INC. (KALAMAZOO MI)
NA
05/03/1984 - 04/29/1988
HALL SECURITIES CORPORATION
BOTH
Issued 07/17/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/1986
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/1987
Series 7 - General Securities Representative Examination
BC
Issued 04/25/1984
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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