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Kent Anthony Tieber

Cetera Financial Specialists LLC

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About Kent Anthony Tieber

Kent Anthony Tieber has been in the financial services industry since April 11, 1998. Kent is a registered representative with Cetera Financial Specialists LLC and Cetera Investment Services LLC. Kent is also a registered investment advisor representative with Cetera Advisor Networks LLC. Kent has held previous registrations with First Allied Securities, Inc., LPL Financial LLC and TD Ameritrade, Inc. Kent is licensed in California.

Firm Information

Kent Tieber is currently registered with Cetera Financial Specialists LLC. Cetera Financial Specialists LLC is a Limited Liability Company formed on October 31, 2012, and is registered in all 50 states plus the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

185

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kent Tieber’s Registration & Firm History

CA

04/26/2022 - Present

Cetera Financial Specialists LLC (SAN DIEGO CA)

CA

04/26/2022 - 09/08/2022

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

07/19/2017 - 10/24/2019

FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)

CA

06/02/2017 - 10/24/2019

CETERA ADVISOR NETWORKS LLC (SAN DIEGO CA)

CA

06/02/2017 - 10/24/2019

CETERA FINANCIAL SPECIALISTS LLC (SAN DIEGO CA)

CA

08/15/2013 - 06/13/2017

LPL FINANCIAL LLC (SAN DIEGO CA)

CA

10/31/2000 - 01/11/2013

TD AMERITRADE, INC. (SAN DIEGO CA)

NE

06/01/1998 - 10/26/2000

TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)

NA

09/05/1997 - 06/01/1998

JACK WHITE & COMPANY, INC.

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Licenses & Designations

BC

Issued 01/05/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/03/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/30/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 03/27/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kent Anthony Tieber.
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