Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kent? Claim Your ProfileKent Andrew Works is a registered representative associated with Cetera Investment Services LLC. Kent has been in the financial services industry since 2000. Kent holds Series 63, Series 7 and Series 66 licenses. Kent has held previous positions with Harris Investor Services, Inc., Fifth Third Securities, Inc., BANC ONE SECURITIES CORPORATION and Charles Schwab & Co., Inc.. Kent is currently registered with Cetera Investment Services LLC in the state of Indiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IN
10/25/2023 - Present
Cetera Investment Services LLC (INDIANAPOLIS IN)
IN
10/15/2008 - 09/01/2010
HARRIS INVESTOR SERVICES, INC. (CARMEL IN)
IN
08/09/2005 - 10/26/2007
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
IL
02/28/2005 - 07/01/2005
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
TX
03/09/2000 - 11/10/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 01/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/18/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/25/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/08/2023
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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