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Kent Andrew Weston

Scotia Capital (usa) Inc.

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About Kent Andrew Weston

Kent Weston is a registered representative with Scotia Capital (usa) Inc., a FINRA registered broker-dealer. Kent has been working in the securities industry since July 29, 1997 and is currently licensed to sell securities in all 50 states. Kent is a Series 7, Series 24, Series 63, and Series 65 licensed professional and has experience working with both individual and institutional clients. Kent has previously held positions at MITSUBISHI UFJ SECURITIES (USA), INC., BARCLAYS CAPITAL INC., STANDARD NEW YORK SECURITIES, INC., LINCOLN FINANCIAL ADVISORS CORPORATION, ABN AMRO INCORPORATED and UBS SECURITIES LLC.

Firm Information

Kent Weston is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kent Weston’s Registration & Firm History

NY

08/17/2015 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

04/07/2014 - 07/30/2015

MITSUBISHI UFJ SECURITIES (USA), INC. (NEW YORK NY)

NY

11/12/2003 - 02/27/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

09/02/2002 - 11/06/2003

STANDARD NEW YORK SECURITIES, INC. (NEW YORK NY)

IN

07/06/1999 - 04/27/2000

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

CT

01/14/1998 - 03/08/1999

ABN AMRO INCORPORATED (STAMFORD CT)

NY

09/20/1994 - 01/05/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/06/2002

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/13/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/27/2012

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/30/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kent Andrew Weston.
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