Unclaimed
Kent Allen Johnson is a financial advisor registered with the state of Connecticut. Kent has been in the industry since 1999 and is currently employed with RB Capital Management, LLC. Kent has worked with clients as an advisor at Fidelity Brokerage Services LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., American Skandia Marketing, Inc. and Signator Investors, Inc. Kent holds the Series 6, Series 7, Series 63 and Series 65 licenses and also holds the SIE exam. He has a Certified Financial Planner designation. Kent is based in Wilton, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CT
06/15/2023 - Present
RB Capital Management, LLC (Wilton CT)
CT
05/21/2008 - 03/09/2015
FIDELITY BROKERAGE SERVICES LLC (STAMFORD CT)
CT
12/01/2005 - 01/22/2007
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
01/14/2003 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
CT
09/27/2000 - 12/16/2002
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
MA
07/12/1999 - 02/02/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 03/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/14/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2015
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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