Unclaimed
Kenny Dae hyun Kim is an investment professional with over 15 years of experience in the financial services industry. Kenny Dae hyun Kim is currently registered with Charles Schwab & CO., Inc. in Arizona and California. Kenny Dae hyun Kim has passed the Series 63, 10, 9, SIE, and 7 exams. Kenny Dae hyun Kim is also registered as a General Securities Representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
AZ
08/06/2008 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
BC
Issued 09/26/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/12/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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