Unclaimed
Kenneth Young sun Yoon is a financial advisor currently associated with Raymond James & Associates, Inc., working out of the Pasadena, CA branch office. With over a decade of experience in the financial industry, Kenneth has a strong track record of providing financial guidance to clients. Kenneth holds the Series 7 and SIE licenses, and is also registered in Arizona and California. Prior to joining Raymond James & Associates, Inc., Kenneth worked at STERN BROTHERS & CO. and WEDBUSH SECURITIES INC., both based in California. Kenneth offers a wide range of financial services including financial planning, educational seminars, selection of other advisors, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/15/2019 - Present
Raymond James & Associates, Inc. (Pasadena CA)
CA
06/21/2013 - 08/16/2019
STERN BROTHERS & CO. (Los Angeles CA)
CA
10/23/2008 - 06/26/2013
WEDBUSH SECURITIES INC. (LOS ANGELES CA)
BC
Issued 06/05/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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