Unclaimed
Kenneth Choi is a financial advisor with Cetera Investment Services LLC. Kenneth has been in the financial services industry since April 2015. Kenneth is licensed in California. Kenneth has passed the Series 63, Series 7, and Series 24 exams and holds the SIE designation. Cetera Investment Services LLC is an independent broker-dealer and registered investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/02/2021 - Present
Cetera Investment Services LLC (PASADENA CA)
CA
08/13/2015 - 01/11/2021
CETERA INVESTMENT SERVICES LLC (PASADENA CA)
CA
12/03/2002 - 06/05/2003
RSM EQUICO CAPITAL MARKETS LLC (COSTA MESA CA)
BC
Issued 08/28/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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