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Kenneth Ying Nipp

Anico Financial Services, Inc.

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About Kenneth Ying Nipp

Kenneth Nipp is a financial professional with over 29 years of experience in the industry. Kenneth has a broad range of experience, having worked with firms such as Securities Management & Research, Inc., Saybrus Equity Services, LLC, State Farm VP Management Corp., WM Financial Services, Inc., and Morgan Stanley DW Inc. Kenneth holds a Series 65, Series 63, Series 6TO, SIE, Series 3, and Series 7 licenses. Kenneth is currently registered with Anico Financial Services, Inc. in Galveston, Texas.

Firm Information

Kenneth Nipp is currently registered with Anico Financial Services, Inc.. Anico Financial Services, Inc. is a Corporation formed on December 21, 2010. The firm is registered in 18 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

29

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Nipp’s Registration & Firm History

TX

01/25/2024 - Present

Anico Financial Services, Inc. (GALVESTON TX)

CA

06/17/2020 - 12/31/2023

SECURITIES MANAGEMENT & RESEARCH, INC. (Laguna Hills CA)

CT

07/24/2017 - 03/04/2019

SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)

CA

10/03/2005 - 12/31/2016

STATE FARM VP MANAGEMENT CORP. (MISSION VIEJO CA)

CA

08/17/2004 - 08/19/2005

WM FINANCIAL SERVICES, INC. (IRVINE CA)

IL

12/19/2002 - 07/21/2004

STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)

NY

04/23/1992 - 11/07/2002

MORGAN STANLEY DW INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 06/28/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/24/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/21/1992

Series 3 - National Commodity Futures Examination

BC

Issued 04/21/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Ying Nipp.
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