Unclaimed
Kenneth Nipp is a financial professional with over 29 years of experience in the industry. Kenneth has a broad range of experience, having worked with firms such as Securities Management & Research, Inc., Saybrus Equity Services, LLC, State Farm VP Management Corp., WM Financial Services, Inc., and Morgan Stanley DW Inc. Kenneth holds a Series 65, Series 63, Series 6TO, SIE, Series 3, and Series 7 licenses. Kenneth is currently registered with Anico Financial Services, Inc. in Galveston, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
01/25/2024 - Present
Anico Financial Services, Inc. (GALVESTON TX)
CA
06/17/2020 - 12/31/2023
SECURITIES MANAGEMENT & RESEARCH, INC. (Laguna Hills CA)
CT
07/24/2017 - 03/04/2019
SAYBRUS EQUITY SERVICES, LLC (HARTFORD CT)
CA
10/03/2005 - 12/31/2016
STATE FARM VP MANAGEMENT CORP. (MISSION VIEJO CA)
CA
08/17/2004 - 08/19/2005
WM FINANCIAL SERVICES, INC. (IRVINE CA)
IL
12/19/2002 - 07/21/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NY
04/23/1992 - 11/07/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 06/28/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1992
Series 3 - National Commodity Futures Examination
BC
Issued 04/21/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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