Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wong is a financial professional with over 10 years of experience in the industry. Currently, Kenneth is registered with Blackrock Investments, LLC, and has been since August 2019. Prior to that, Kenneth held positions with Lazard Freres & Co. LLC and Deutsche Bank Securities Inc.. Kenneth is licensed to provide investment advice in all 50 states and the District of Columbia. Kenneth holds Series 7, 79 and SIE securities licenses as well as a Series 63 state securities license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/21/2019 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
CA
10/20/2016 - 03/08/2019
LAZARD FRERES & CO. LLC (SAN FRANCISCO CA)
NY
09/16/2008 - 10/14/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 09/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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