Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wong is a financial advisor who has been in the industry since 2006. Kenneth Wong is a Registered Representative and an Investment Advisor Representative with Oppenheimer & Co. Inc., licensed in California and New York. Kenneth Wong has previously worked at Guggenheim Securities, LLC, and Citigroup Global Markets Inc., in San Francisco.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/02/2024 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
CA
03/30/2018 - 05/25/2022
GUGGENHEIM SECURITIES, LLC (SAN FRANCISCO CA)
CA
02/02/2010 - 04/04/2018
CITIGROUP GLOBAL MARKETS INC. (San Francisco CA)
CA
01/06/2006 - 10/07/2009
COWEN AND COMPANY (SAN FRANCISCO CA)
BC
Issued 08/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 05/06/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/05/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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