Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Wong is a financial professional with over 10 years of experience in the industry. Kenneth has a Series 99, Series 99TO, and SIE. Kenneth currently works at Cowen and Co. Prior to this role, Kenneth worked at Barclays Capital Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
08/23/2023 - Present
Cowen AND Co. (NEW YORK NY)
NY
07/17/2012 - 03/24/2021
BARCLAYS CAPITAL INC. (NEW YORK NY)
BC
Issued 08/09/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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