Unclaimed
Kenneth William Thomas has been in the financial industry since 1996. Kenneth is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Kenneth is a Series 7, 99, and SIE licensed professional. Previously, Kenneth was registered with Fidelity Brokerage Services, Inc. in Smithfield, RI.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/06/2013 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
06/11/1996 - 06/03/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2012
Series 99 - Operations Professional Examination
BC
Issued 06/10/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kenneth Thomas is the right advisor for you? Invested Better is here to help.