Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth William Thomas

Fidelity Brokerage Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth William Thomas

Kenneth William Thomas has been in the financial industry since 1996. Kenneth is currently registered with Fidelity Brokerage Services LLC and National Financial Services LLC. Kenneth is a Series 7, 99, and SIE licensed professional. Previously, Kenneth was registered with Fidelity Brokerage Services, Inc. in Smithfield, RI.

Firm Information

Kenneth Thomas is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Thomas’s Registration & Firm History

RI

05/06/2013 - Present

Fidelity Brokerage Services LLC (SMITHFIELD RI)

RI

06/11/1996 - 06/03/1997

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

Not sure if Kenneth William Thomas is right for you?

Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/09/2012

Series 99 - Operations Professional Examination

BC

Issued 06/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth William Thomas.
Not sure if Kenneth William Thomas is right for you?