Unclaimed
Kenneth William Schmidt is an investment advisor representative with Equitable Advisors, LLC. Kenneth is a registered representative in Minnesota and has been in the industry since 2001. He is located in Minneapolis, Minnesota and has previously been employed by Woodbury Financial Services, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc., VALIC Financial Advisors, Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company. Kenneth specializes in providing financial planning, pension consulting, and educational seminars. He holds Series 7, 24, 52, and 66 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
08/30/2022 - Present
Equitable Advisors, LLC (MINNEAPOLIS MN)
MN
07/22/2015 - 08/12/2022
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
07/22/2015 - 12/06/2019
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
07/22/2015 - 12/06/2019
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
07/22/2015 - 12/06/2019
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
TX
12/17/2015 - 03/10/2016
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MN
07/11/2001 - 06/08/2015
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
07/11/2001 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 09/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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