Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth William Rumbaugh is a financial professional with over 37 years of experience in the financial services industry. Kenneth currently works as a registered representative at Harbour Investments, Inc., where Kenneth has been employed since March 2003. Kenneth is also registered as an Investment Advisor Representative in Ohio. Kenneth has held several positions at various firms throughout Kenneth's career, including Crown Capital Securities, L.P. in Orange, California, Albany Securities, LLC. in Worthington, Ohio, WRP Investments, Inc. in Youngstown, Ohio, and Royal Alliance Associates, Inc. in Scottsdale, Arizona. Kenneth's experience spans several areas of financial services, including financial planning, portfolio management, and insurance services. Kenneth has also held several business owner and consultant roles outside of the financial services industry. Kenneth's areas of specialization include securities, insurance, and fixed income.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
11/07/2011 - Present
Harbour Investments, Inc. (LIMA OH)
CA
09/18/2002 - 03/27/2003
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
OH
04/12/2000 - 09/16/2002
ALBANY SECURITIES, LLC. (WORTHINGTON OH)
OH
11/07/1996 - 05/16/2000
WRP INVESTMENTS, INC. (YOUNGSTOWN OH)
AZ
11/19/1989 - 11/12/1996
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
01/21/1986 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BC
Issued 04/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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