Unclaimed
Kenneth William Pegher has been active in the financial industry since August 1990. Kenneth is a registered representative of SFG Wealth Management, which is located in Towson, Maryland. Kenneth has been a registered representative with SFG Wealth Management since December 2016. Kenneth previously worked at PROFUNDS DISTRIBUTORS, INC., MELLON FINANCIAL MARKETS, LLC, MELLON FUNDS DISTRIBUTOR, L.P., MBSC, LLC, EDGEWOOD SERVICES, INC., FEDERATED FINANCIAL SERVICES, INC., FEDERATED SECURITIES CORP., PNC BROKERAGE CORP, PNC SECURITIES CORP, FIRST EASTERN BROKERAGE SERVICES, INC., AMERICAN EXPRESS SERVICE CORPORATION, AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY, ROBERT THOMAS SECURITIES, INC, PARKER/HUNTER INCORPORATED and JANNEY MONTGOMERY SCOTT INC.. Kenneth has a total of 11 active state registrations, one active IA state registration, and one active SRO registration. Kenneth has passed 4 Principal Exams, 4 Product Exams, and 2 State Exams. Kenneth's registrations include series 4, 7, 24, 27, 52TO, 53, 63, 66, 99TO and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
12/16/2016 - Present
SFG Wealth Management (TOWSON MD)
MD
01/29/2008 - 10/13/2011
PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)
NY
09/29/1998 - 12/05/2007
MELLON FINANCIAL MARKETS, LLC (NEW YORK NY)
PA
10/24/2005 - 12/31/2006
MELLON FUNDS DISTRIBUTOR, L.P. (PITTSBURGH PA)
NY
10/11/2005 - 12/31/2005
MBSC, LLC (NEW YORK NY)
PA
10/11/1995 - 09/30/1998
EDGEWOOD SERVICES, INC. (PITTSBURGH PA)
PA
02/02/1995 - 09/29/1998
FEDERATED FINANCIAL SERVICES, INC. (PITTSBURGH PA)
PA
02/02/1995 - 09/29/1998
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
PA
01/28/1994 - 01/04/1995
PNC BROKERAGE CORP (PITTSBURGH PA)
PA
02/17/1993 - 01/04/1995
PNC SECURITIES CORP (PITTSBURGH PA)
NA
06/23/1994 - 08/18/1994
FIRST EASTERN BROKERAGE SERVICES, INC.
MN
05/01/1992 - 10/15/1992
AMERICAN EXPRESS SERVICE CORPORATION (MINNEAPOLIS MN)
MN
05/31/1991 - 10/15/1992
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/31/1991 - 10/15/1992
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
10/29/1990 - 03/07/1991
ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)
PA
04/23/1990 - 11/01/1990
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
PA
07/03/1989 - 04/30/1990
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
03/21/1989 - 07/03/1989
RICHARDS, LYNCH & PEGHER, INC.
BOTH
Issued 08/13/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/11/1994
Series 4 - Registered Options Principal Examination
BC
Issued 06/27/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/13/1993
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/23/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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