Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth William Osier is a financial advisor with over 17 years of experience in the financial industry. Kenneth William Osier is currently registered with Scotia Capital (usa) Inc. Kenneth William Osier has held previous positions with Cantor Fitzgerald & Co., Jefferies LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, CRT Capital Group LLC, Sterne, Agee & Leach, Inc., Barclays Capital Inc., and J.P. Morgan Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
01/31/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/05/2021 - 05/09/2022
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/24/2018 - 10/26/2020
JEFFERIES LLC (NEW YORK NY)
NY
08/04/2015 - 03/19/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
04/20/2015 - 06/15/2015
CRT CAPITAL GROUP LLC (New York NY)
NY
04/29/2014 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NEW YORK NY)
NY
05/11/2010 - 08/24/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/01/2008 - 05/13/2010
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/24/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
05/08/2002 - 02/27/2007
ADVANCED EQUITIES SERVICES CORP. (NEW YORK NY)
BC
Issued 06/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/08/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/10/2005
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
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Cboe BYX Exchange, Inc.
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Cboe BZX Exchange, Inc.
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Cboe EDGA Exchange, Inc.
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Cboe EDGX Exchange, Inc.
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FINRA
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Investors' Exchange LLC
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NYSE American LLC
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NYSE Arca, Inc.
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NYSE Chicago, Inc.
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Nasdaq ISE, LLC
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Nasdaq Stock Market
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New York Stock Exchange
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