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Kenneth William Kleva

Cetera Advisor Networks LLC

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About Kenneth William Kleva

Kenneth Kleva is a registered representative with Cetera Advisor Networks LLC. Kenneth has been in the securities industry since September 2, 1982. Kenneth has held previous positions with Securities America, Inc., Investcorp, Inc., Woodbury Financial Services, Inc., Financial Network Investment Corporation, Wachovia Securities, LLC, Wachovia Securities, Inc., PaineWebber Incorporated, and J.C. Bradford & Co.. Kenneth holds the Series 7, Series 63, Series 65, and SIE securities licenses. Kenneth is currently registered in 12 states, including Alabama, Florida, Georgia, Louisiana, New Hampshire, New Jersey, New Mexico, North Carolina, Oklahoma, South Carolina, Tennessee, and Virginia.

Firm Information

Kenneth Kleva is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Kleva’s Registration & Firm History

NC

09/05/2023 - Present

Cetera Advisor Networks LLC (HICKORY NC)

NC

07/17/2020 - 09/07/2023

SECURITIES AMERICA, INC. (Hickory NC)

NC

12/15/2017 - 07/17/2020

INVESTACORP, INC. (Hickory NC)

NC

04/30/2010 - 12/19/2017

WOODBURY FINANCIAL SERVICES, INC. (HICKORY NC)

NC

01/03/2007 - 05/05/2010

FINANCIAL NETWORK INVESTMENT CORPORATION (HICKORY NC)

NC

06/15/2002 - 01/03/2007

WACHOVIA SECURITIES, LLC (HICKORY NC)

NC

08/25/2000 - 06/15/2002

WACHOVIA SECURITIES, INC. (CHARLOTTE NC)

NJ

08/14/2000 - 09/12/2000

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

09/03/1982 - 08/14/2000

J.C. BRADFORD & CO. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/14/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/24/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/21/1982

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth William Kleva.
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