Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth William Hauck is a financial advisor with over 30 years of experience in the financial services industry. Kenneth has been registered with the Securities and Exchange Commission (SEC) since 1991 and has held licenses with various financial institutions including Merrill Lynch, Dean Witter Reynolds Inc., Prudential Investment Management Services LLC, Copeland Equities, Inc., and First Montauk Securities Corp. Currently, Kenneth works with Osaic Wealth, Inc. and holds a Series 7, 63, and 66. Kenneth has a strong track record of providing comprehensive financial advice to individuals, families, and businesses. Kenneth focuses on helping clients develop and implement personalized financial plans that meet their individual needs and goals. Kenneth also offers a variety of investment management services, including portfolio management, financial planning, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/11/2024 - Present
Osaic Wealth, Inc. (JUPITER FL)
NJ
02/20/2002 - 11/22/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NJ
09/17/1998 - 03/08/2000
COPELAND EQUITIES, INC. (SOMERSET NJ)
NJ
07/16/1997 - 09/03/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
10/11/1996 - 05/12/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
08/01/1991 - 09/24/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/12/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/31/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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