linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kenneth William Garvey

Dinosaur Financial Group, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kenneth? Claim Your Profile

About Kenneth William Garvey

Kenneth William Garvey is an experienced financial professional with over 38 years in the industry. Kenneth is currently registered with Dinosaur Financial Group, LLC and has been with them since January 9, 2018. Prior to joining Dinosaur Financial Group, LLC, Kenneth worked at R.W. Smith & Associates, LLC, Butler Larsen Pierce & Company, Inc., and J.F. Hartfield & Co., Inc. Kenneth holds the Series 7, Series 52, Series 53, and Series 63 licenses. Kenneth is currently registered with the state of Arizona.

Firm Information

Kenneth Garvey is currently registered with Dinosaur Financial Group, LLC. Dinosaur Financial Group, LLC is a Limited Liability Company formed in May 2000. The firm is registered to operate in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has a single SEC registration. The firm has disclosed five regulatory events and one arbitration event.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kenneth Garvey’s Registration & Firm History

NY

01/09/2018 - Present

Dinosaur Financial Group, LLC (NEW YORK NY)

AZ

01/24/1997 - 01/02/2018

R.W. SMITH & ASSOCIATES, LLC (SCOTTSDALE AZ)

CA

04/28/1995 - 03/18/1997

BUTLER LARSEN PIERCE & COMPANY, INC. (SAN RAMON CA)

NJ

03/23/1994 - 08/04/1994

R.W. SMITH & ASSOCIATES, INC. (JERSEY CITY NJ)

NA

05/01/1989 - 11/02/1989

JONATHAN ALAN & CO., INC.

NA

10/13/1988 - 04/10/1989

J. F. HARTFIELD & CO., INC.

NA

10/19/1988 - 11/28/1988

FAHERTY, ALIAGA & COMPANY, INC.

NA

05/29/1987 - 05/04/1988

G.I.M.B.

NA

06/05/1978 - 06/19/1987

J. J. KENNY CO., INC.

Not sure if Kenneth William Garvey is right for you?

Licenses & Designations

BC

Issued 02/01/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/07/1998

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/22/1994

Series 52 - Municipal Securities Representative Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Kenneth William Garvey. Review regulatory record here.
Not sure if Kenneth William Garvey is right for you?