Unclaimed
Kenneth Connors is a registered representative with TP Icap Global Markets Americas LLC, based in New York, NY. Kenneth has been in the financial services industry since February 22, 1981 and holds the Series 7, Series 52 and Series 63 licenses. Kenneth previously worked at Tullett Prebon Financial Services LLC and Chapdelaine Tullett Prebon, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
06/01/2012 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NY
02/23/1981 - 06/01/2012
CHAPDELAINE TULLETT PREBON, LLC (NEW YORK NY)
NA
02/23/1981 - 11/05/1983
KMS CORPORATE BROKERS, INC.
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 02/21/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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