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Kenneth William Connor

Cetera Advisors LLC

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About Kenneth William Connor

Kenneth William Connor is a registered representative with Cetera Advisors LLC. Kenneth has been in the securities industry since April 2, 1997, and has held previous positions with Walnut Street Securities, Inc., One Orchard Equities, Inc. and The Great-West Life Assurance Company. Kenneth is licensed in Kansas and has passed the Series 63, Series 26, and Series 6 examinations. Kenneth is also registered with FINRA.

Firm Information

Kenneth Connor is currently registered with Cetera Advisors LLC. Cetera Advisors LLC is a Limited Liability Company formed on August 31, 2012. It is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has 14 Regulatory Event disclosures, 1 Civil Event disclosure, and 7 Arbitration disclosures on file.

Not reported

Assets Under Management

Not reported

Total Clients

467

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Connor’s Registration & Firm History

KS

02/27/2004 - Present

Cetera Advisors LLC (TOPEKA KS)

CA

08/29/2002 - 11/18/2003

WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)

CO

10/14/1999 - 07/09/2002

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

01/03/1997 - 10/16/1998

ONE ORCHARD EQUITIES, INC. (GREENWOOD VILLAGE CO)

CO

11/08/1995 - 01/03/1997

THE GREAT-WEST LIFE ASSURANCE COMPANY (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 11/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/07/1995

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth William Connor.
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