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Kenneth Seigel is a Registered Investment Advisor Representative and has been in the industry since October 2, 1997. Kenneth is currently employed with Cetera Investment Advisers LLC, with a branch office located in Auburn, Indiana. Kenneth is licensed in Indiana as an investment advisor and is also registered as a Broker in Alabama, Florida, Indiana, North Carolina, Ohio, Oklahoma and Wisconsin. Kenneth holds Series 7, 63 and 65 securities licenses as well as the SIE exam. Kenneth’s primary focus is to provide investment advice to individual clients. In addition to his work with Cetera Investment Advisers LLC, Kenneth also works for his own CPA firm, The Seigel Group LLC, CPA's, and is involved in the Auburn, Cord, Duesenberg Automobile Museum.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IN
10/22/2003 - Present
Cetera Investment Advisers LLC (AUBURN IN)
IA
Issued 10/7/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/2/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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