Unclaimed
Kenneth Wayne Minto is a financial advisor currently registered with LPL Financial LLC. Kenneth Wayne Minto has been working in the financial services industry since 2005 and has been registered with LPL Financial LLC since December 2020. Kenneth Wayne Minto is licensed to offer securities and investment advisory services in Arizona, Florida, Hawaii, Kentucky, Michigan, Missouri, and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
12/02/2020 - Present
LPL Financial LLC (DAVISON MI)
MI
10/01/2012 - 12/10/2020
J.P. MORGAN SECURITIES LLC (LAPEER MI)
MI
03/06/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAPEER MI)
MN
03/22/2005 - 02/10/2006
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 03/19/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/26/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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