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Kenneth Wayne Judd

THE Baker Group, LP

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About Kenneth Wayne Judd

Kenneth Judd is a securities professional with over 30 years of experience in the financial services industry. Kenneth is currently registered with The Baker Group, LP and holds licenses Series 7, Series 24, Series 27, Series 63 and SIE. Previously Kenneth has held positions at ICBA Securities, Vining Sparks, Union Planters Investment Bankers Group, Inc. and PlanSmith Securities, Inc. Kenneth is a dedicated professional with a proven track record of success in the financial services industry.

Firm Information

Kenneth Judd is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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Kenneth Judd’s Registration & Firm History

OK

12/10/2008 - Present

THE Baker Group, LP (OKLAHOMA CITY OK)

IL

03/25/1991 - 10/12/2006

ICBA SECURITIES (CHICAGO IL)

IL

01/01/1991 - 10/12/2006

VINING SPARKS (CHICAGO IL)

NA

03/01/1989 - 01/01/1991

UNION PLANTERS INVESTMENT BANKERS GROUP, INC.

NA

01/16/1987 - 03/31/1989

PLANSMITH SECURITIES,INC.

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Licenses & Designations

BC

Issued 10/26/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2018

Series 24 - General Securities Principal Examination

BC

Issued 12/24/1986

Series 27 - Financial and Operations Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Wayne Judd.
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