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Kenneth Wayne Bane

Tiaa-Cref Individual & Institutional Services, LLC

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About Kenneth Wayne Bane

Kenneth Bane is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Kenneth has been in the financial services industry since 2003 and is registered with the state of Tennessee. Kenneth has experience in providing investment advisory services to individuals and institutions.

Firm Information

Kenneth Bane is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Kenneth Bane’s Registration & Firm History

TN

03/11/2013 - Present

Tiaa-Cref Individual & Institutional Services, LLC (KNOXVILLE TN)

TN

06/25/2012 - 02/05/2013

U.S. BANCORP INVESTMENTS, INC. (KNOXVILLE TN)

TN

11/22/2010 - 06/26/2012

FIDELITY BROKERAGE SERVICES LLC (KNOXVILLE TN)

TN

05/31/2005 - 11/04/2010

UVEST FINANCIAL SERVICES GROUP, INC. (KNOXVILLE TN)

NY

10/13/2004 - 06/08/2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

GA

10/13/2003 - 07/09/2004

SUNTRUST SECURITIES, INC. (ATLANTA GA)

MO

07/28/2003 - 09/04/2003

EDWARD JONES (ST. LOUIS MO)

WI

06/05/2002 - 01/07/2003

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

GA

12/21/2001 - 05/14/2002

PFS INVESTMENTS INC. (DULUTH GA)

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Licenses & Designations

BOTH

Issued 10/21/2004

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/22/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/21/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/24/2003

Series 7 - General Securities Representative Examination

BC

Issued 12/20/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Wayne Bane. Review regulatory record here.
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