Unclaimed
Kenneth Thompson is a financial advisor with over 28 years of experience in the financial services industry. Kenneth is currently registered with Nylife Securities LLC and holds Series 6, Series 63 and SIE licenses. Kenneth has been registered with the state of California since August 1994 and also holds a registration in the state of Oregon. Kenneth's primary office location is in Bakersfield, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
08/31/1994 - Present
Nylife Securities LLC (BAKERSFIELD CA)
BC
Issued 08/29/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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