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Kenneth Wade Horn

THE Leaders Group, Inc.

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About Kenneth Wade Horn

Kenneth Wade Horn is a financial advisor with The Leaders Group, Inc. Kenneth has been in the financial services industry since 1983. Kenneth has licenses to sell securities in Illinois. Kenneth has passed the Series 6, 26, and 63 exams.

Firm Information

Kenneth Horn is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Horn’s Registration & Firm History

CO

04/16/2019 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IL

10/02/2018 - 01/02/2019

CETERA INVESTMENT SERVICES LLC (CHICAGO IL)

MA

03/03/1997 - 12/07/2016

JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)

NJ

08/01/1983 - 09/04/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

08/01/1983 - 12/10/1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

BC

Issued 08/01/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/30/1992

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 12/07/2016

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1983

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth Wade Horn. Review regulatory record here.
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