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Kenneth W Mullins

Pruco Securities, LLC

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About Kenneth W Mullins

Kenneth Mullins is a financial professional with over 10 years of experience in the industry. Kenneth currently holds the Series 66, SIE, and Series 7 licenses. He has worked with Pruco Securities, LLC since 2018. Prior to that, Kenneth worked with PNC INVESTMENTS from 2013 to 2018 and with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from 2011 to 2013. Kenneth's specializations include: portfolio management, investment advisory services, and financial planning.

Firm Information

Kenneth Mullins is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kenneth Mullins’s Registration & Firm History

FL

05/16/2018 - Present

Pruco Securities, LLC (Winter Springs FL)

FL

03/21/2013 - 03/05/2018

PNC INVESTMENTS (NEW SMYRNA BEACH FL)

FL

10/21/2011 - 03/13/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HEATHROW FL)

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Licenses & Designations

BOTH

Issued 11/17/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kenneth W Mullins. Review regulatory record here.
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