Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth W. Carone is a financial advisor who has been in the industry since November 28, 2000. Kenneth is currently registered with Osaic Wealth, Inc. in Guilford, CT. Kenneth has a wide range of experience in the financial services industry and holds the Series 66, Series 7, and SIE licenses. Kenneth is a registered investment advisor and is licensed in a number of states across the country. Kenneth has previously been registered with Securities America, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/14/2024 - Present
Osaic Wealth, Inc. (Guilford CT)
CT
10/31/2017 - 06/14/2024
SECURITIES AMERICA, INC. (Guilford CT)
CT
03/31/2006 - 11/07/2017
NATIONAL PLANNING CORPORATION (GUILFORD CT)
CT
05/02/2003 - 04/03/2006
JEFFERSON PILOT SECURITIES CORPORATION (GUILFORD CT)
NY
11/29/2000 - 05/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 12/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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