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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Vincent Nelson is a financial advisor with Cetera Investment Advisers LLC. Kenneth has been in the industry since 1987 and has experience providing financial advice to individuals, high-net-worth individuals, businesses, pension and profit-sharing plans, charitable organizations, and state or municipal government entities. Kenneth holds a Series 65, Series 3, Series 7, Series 8, Series 9, Series 10, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
03/21/2024 - Present
Cetera Investment Advisers LLC (RALEIGH NC)
NC
11/20/2006 - 10/03/2016
INVESTORS CAPITAL CORP. (RALEIGH NC)
NC
09/23/2004 - 11/22/2006
STERNE AGEE FINANCIAL SERVICES, INC. (RALEIGH NC)
TN
10/05/2001 - 10/05/2004
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NC
10/12/1988 - 10/24/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NA
04/25/1988 - 10/18/1988
INDIVIDUAL'S SECURITIES LTD.
NA
12/22/1987 - 04/28/1988
HAMILTON, GRANT & COMPANY, INC.
IA
Issued 4/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/31/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/6/1992
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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