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Kenneth Van houten Kauftheil

Keybanc Capital Markets Inc.

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About Kenneth Van houten Kauftheil

Kenneth Kauftheil is a financial professional with over 30 years of experience in the industry. Kenneth has held various positions at several financial institutions, including Piper Jaffray & Co., Bear, Stearns & Co. Inc., and Drexel Burnham Lambert Incorporated. Kenneth is currently a registered representative with Keybanc Capital Markets Inc. Kenneth is licensed to provide investment advice and services in a number of states.

Firm Information

Kenneth Kauftheil is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Kauftheil’s Registration & Firm History

CA

06/08/2015 - Present

Keybanc Capital Markets Inc. (San Francisco CA)

CA

07/20/2005 - 04/09/2015

JEFFERIES LLC (SAN FRANCISCO CA)

MN

11/10/1999 - 07/21/2005

PIPER JAFFRAY & CO. (MINNEAPOLIS MN)

NY

03/08/1990 - 11/17/1999

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NA

03/07/1989 - 03/13/1990

DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.

NA

10/22/1987 - 03/13/1990

DREXEL BURNHAM LAMBERT INCORPORATED

NA

12/27/1984 - 07/09/1987

NFC SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 02/21/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2003

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 06/25/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/25/1987

Series 3 - National Commodity Futures Examination

BC

Issued 09/15/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kenneth Van houten Kauftheil.
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