Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Thomas Bruno is a financial advisor at Stifel, Nicolaus & Company, Inc. Kenneth has been in the financial services industry since 1978. Kenneth has a Series 7, Series 63, and SIE license. Kenneth's current registration is active with Stifel, Nicolaus & Company, Inc. in New Jersey. Kenneth's previous firms include Oppenheimer & Co. Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., Janney Montgomery Scott Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kenneth specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
09/30/2014 - Present
Stifel, Nicolaus & Company, Inc. (HACKENSACK NJ)
NJ
01/25/2008 - 10/02/2014
OPPENHEIMER & CO. INC. (SADDLE BROOK NJ)
NJ
07/31/1993 - 02/01/2008
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NY
10/12/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/04/1987 - 08/09/1989
JANNEY MONTGOMERY SCOTT INC.
NA
10/04/1985 - 10/20/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
09/03/1985 - 09/19/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/14/1981 - 09/09/1985
HERZFELD & STERN INC.
NA
06/09/1980 - 02/09/1981
L. F. ROTHSCHILD, UNTERBERG, TOWBIN
NA
11/15/1979 - 06/14/1980
LEHMAN BROTHERS KUHN LOEB INCORPORATED
NA
02/18/1978 - 12/13/1979
VERRILLI ALTSCHULER SCHWARTZ INC.
BC
Issued 12/19/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1978
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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