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Kenneth Theodore Wood

Wells Fargo Securities, LLC

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About Kenneth Theodore Wood

Kenneth Theodore Wood is an investment banking registered representative with Wells Fargo Securities, LLC. Kenneth has been active in the securities industry since 2013, and is registered with the Financial Industry Regulatory Authority (FINRA). Kenneth holds Series 63, SIE, and Series 79 licenses. Kenneth is licensed to provide investment banking services in 53 states and the District of Columbia.

Firm Information

Kenneth Wood is currently registered with Wells Fargo Securities, LLC. Wells Fargo Securities, LLC is a Limited Liability Company formed in March 2003. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

1,325

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kenneth Wood’s Registration & Firm History

DC

10/02/2013 - Present

Wells Fargo Securities, LLC (Washington DC)

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Licenses & Designations

BC

Issued 10/03/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/02/2013

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kenneth Theodore Wood.
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