Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Raskin is a financial advisor with over 30 years of experience in the industry. Kenneth is currently registered with UBS Financial Services Inc. in Minnesota and Texas. Kenneth has a strong track record of providing investment advice to individuals, families, and businesses. Kenneth is committed to helping clients achieve their financial goals through personalized investment strategies. Kenneth has also served as a chair of the investment committee for Beth El Synagogue.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
01/24/2017 - Present
UBS Financial Services Inc. (MINNEAPOLIS MN)
MN
07/05/1989 - 08/12/2006
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
MN
07/03/1989 - 07/10/1989
MILLER SECURITIES, INCORPORATED (MINNEAPOLIS MN)
NA
02/10/1987 - 07/03/1989
MCCLEES INVESTMENTS, INC.
NA
09/09/1985 - 03/04/1987
MILLER & SCHROEDER FINANCIAL, INC.
NA
12/21/1982 - 09/18/1985
JURAN & MOODY, INC.
IA
Issued 11/03/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/07/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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