Unclaimed
Kenneth Stewart Townsend is a financial advisor with RBC Capital Markets, LLC. Kenneth has been in the industry since 2016 and holds the Series 63, SIE and Series 79 licenses. Prior to joining RBC Capital Markets, LLC, Kenneth worked at SIGULER GUFF GLOBAL MARKETS, LLC in New York, NY, Jefferies LLC in Houston, TX, and Citigroup Global Markets Inc. in Houston, TX. Kenneth is registered to conduct business in Connecticut, Louisiana, and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/18/2021 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
08/06/2019 - 05/17/2021
SIGULER GUFF GLOBAL MARKETS, LLC (NEW YORK NY)
TX
06/06/2018 - 07/26/2019
JEFFERIES LLC (HOUSTON TX)
TX
08/01/2016 - 06/07/2018
CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)
BC
Issued 08/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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