Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kenneth? Claim Your ProfileKenneth Ganz is a financial advisor with Wells Fargo Clearing Services, LLC. Kenneth has been in the industry since 1993 and has been with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC since 2011. Kenneth has experience with portfolio management for individuals and businesses. Kenneth is registered in several states including California, Texas, Arizona, Colorado, Florida, Georgia, Hawaii, Indiana, Michigan, Montana, Nebraska, Nevada, North Carolina, Oregon, Tennessee, Utah and Washington. Kenneth holds Series 7, 63 and 65 licenses as well as the SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
11/18/2016 - Present
Wells Fargo Clearing Services, LLC (LAGUNA NIGUEL CA)
CA
07/11/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (LAGUNA NIGUEL CA)
CA
01/01/1999 - 07/16/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NA
03/24/1994 - 01/01/1999
GRIFFIN FINANCIAL SERVICES
NY
07/29/1993 - 03/02/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
02/01/1993 - 08/03/1993
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
IA
Issued 08/06/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Kenneth Ganz is the right advisor for you? Invested Better is here to help.
