Unclaimed
Kenneth Brodsky is a financial professional with over 25 years of experience in the financial services industry. Kenneth currently works for Invesco Distributors, Inc. Kenneth has held previous roles at OppenheimerFunds Distributor, Inc., UBS Financial Services Inc., Prudential Securities Incorporated, and Ryan, Beck & Co. Kenneth is a Series 7, 24, 51, and 63 licensed professional. Kenneth is registered to provide investment advisory services in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2019 - Present
Invesco Distributors, Inc. (NEW YORK NY)
NY
11/11/2008 - 05/25/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NJ
07/30/1999 - 10/23/2008
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
06/03/1997 - 07/27/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
10/04/1995 - 04/16/1997
RYAN, BECK & CO. (FLORHAM PARK NJ)
BC
Issued 06/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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